compliance officer - banking/broker dealer Jobs - 8972

Prelim - New York,NY

Employment Type : Full-Time

About Prelim Prelim is a fast-growing, San Francisco based startup with team members working remotely throughout the country that's transforming how banks onboard customers. If you're excited to shape the future of banking, we encourage...

Posted on : 2024-03-27T07:58:52Z

Apply Now! Similar Jobs

City of New York - New York,NY

Employment Type : Full-Time

Job Description The Office of the New York City Comptrollers Bureau of Asset Management (BAM) supports the Comptroller in his role as investment advisor, custodian, and trustee for each of the five New York City public pension...

Posted on : 2024-03-20T05:25:01Z

Apply Now! Similar Jobs

Koch Davis - Brooklyn,NY

Employment Type : Full-Time

This position will be part of the firms AML investigation unit responsible for monitoring and investigations with respect to money laundering; securities fraud, regulatory rules and law violations and terrorist financing matters. The candidate...

Posted on : 2024-03-28T07:39:26Z

Apply Now! Similar Jobs

City National Bank - New York,NY

Employment Type : Full-Time

Overview: COMPLIANCE SPECIALIST SENIOR WM...

Posted on : 2024-03-27T07:59:21Z

Apply Now! Similar Jobs

UBS - New York,NY

Employment Type : Full-Time

**Broker Dealer Regulatory Governance Specialist** United States - New York Compliance Group Functions Job Reference # 247239BR City New York Job Type Full Time Your role We are...

Posted on : 2024-03-27T08:03:58Z

Apply Now! Similar Jobs