investment advisor sec compliance consultant Jobs - 8967
Director of Investment Operations
New York University - New York,NY
Employment Type : Full-Time
Position Summary The Director of Investment Operations is expected to work closely with the Managing Director, Investment Operations, and Senior Investment Operations Analyst in executing day-to-day operational activities...
Remote Advisor
Hire Standard Staffing - All cities,NY
Employment Type : Full-Time
Remote Advisor American Income Life (part of Globe Life, a NASDAQ traded company) is looking for Benefit Representatives to help manage growing client needs and help provide both new and existing clients with the best products and services...
Investment Strategist
Vise - New York,NY
Employment Type : Full-Time
As a Strategist on Vise's Investment team you will contribute to building a world class, technology driven investment platform. You will be responsible for platform development and maintenance. You will contribute to investment strategy design,...
Head of Regulatory Compliance
Mercury - New York,NY
Employment Type : Full-Time
Mercury is building a complete finance stack for startups. We work hard to create the easiest and safest banking* experience possible to simplify entrepreneurs' and business owners' financial lives. We don't take our responsibility to the...
Compliance Officer, Park Avenue Securities
Guardian Life Insurance Company - New York,NY
Employment Type : Full-Time
The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as having responsibility for the overall compliance framework for PAS as a dually...