personal trading and outside activities - compliance surveillance intermediate associate analyst Jobs - 8974
Uncle Giuseppe's Marketplace Hiring Event!
Uncle Giuseppe's Marketplace - Yorktown Heights,NY
Employment Type : Full-Time
Uncle Giuseppe's Marketplace Hiring Event! Yorktown Heights, NY Dates: Thursday, May 9 Time: 10:00 AM to 3:00 PM Location: 327 Downing Drive, Yorktown...
Compliance, Electronic Trading Compliance, Associate
Goldman Sachs - New York,NY
Employment Type : Full-Time
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the...
Capital Markets Trader- NY, NY
PNC Bank - New York,NY
Employment Type : Full-Time
Position Overview At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We work together each...
Mailroom and Facilities Associate
CitiStaffing - New York,NY
Employment Type : Full-Time
Mailroom and Facilities Associate Global Foundation is looking to hire a Mailroom Associate and Facilities Associate to join their growing team! Mailroom Associate Responsibilities...
Buyside Compliance / Trade Surveillance
Rockwood Search - New York,NY
Employment Type : Full-Time
Large buy side firm seeks a junior compliance associate reporting into the Deputy CCO. This is a trade surveillance role, sitting with the business responsible for supporting the investment team and other business units with respect to the firm s...