senior legal counsel - retail investment adviser/broker-dealer Jobs - 8968
Senior Compliance Officer
Hamlyn Williams - All cities,NY
Employment Type : Full-Time
Client: Leading Investment Management Firm (IPO) Location: New York City or Dallas - Hybrid Role / Requirements: Series 7, 24RIA and/or...
Senior Counsel
Marsh & McLennan Companies - Albany,NY
Employment Type : Full-Time
We will consider candidates in New York as well as other U.S. locations where the Company has an office. Please note that there is a requirement of 3 days in the office for this position.Marsh McLennans Legal, Compliance and Public Affairs (LCPA)...
Senior Counsel, Employment Law
Peloton - New York,NY
Employment Type : Full-Time
ABOUT THE ROLE Peloton is looking for a Senior Counsel, Employment Law attorney with 7+ years of experience to join our Global Employment Law team! In this role, you will join a team of attorneys and professionals dedicated...
Director, Senior Counsel, Swap Dealer SME
Scotiabank Hockey Club - New York,NY
Employment Type : Full-Time
Title: Director, Senior Counsel, Swap Dealer SME **Title:** Director, Senior Counsel, Legal Department Swap Dealer Requisition ID: 100690 Join the Global Community of Scotiabankers to help customers become better off. This...
Swap Dealer Head of Regulatory Reporting
Tandym Group - New York,NY
Employment Type : Full-Time
A tech investment firm in New York City is currently seeking an experienced Finance professional to join their growing team as their new Head of Regulatory Reporting Swap Dealer. In this role, the Head of Regulatory Reporting Swap Dealer will be...