compliance advisory - asset management Jobs - 965
Compliance Associate
Crowe UK LLP - BS12AW
Employment Type : Full-Time
About Crowe Crowe is a leading national audit, tax, advisory and risk firm with global reach and local expertise. We are an independent member of Crowe Global, one of the top 10 accounting networks in the world, with access to more than 40,000 people in 150 countries and across 798 offices globally. Our vision is to be recognised as essential to the future success of our clients by helping them to answer tomorrow’s questions, and make smart deci...
Compliance Associate
Crowe UK LLP - GL503PR
Employment Type : Full-Time
About Crowe Crowe is a leading national audit, tax, advisory and risk firm with global reach and local expertise. We are an independent member of Crowe Global, one of the top 10 accounting networks in the world, with access to more than 40,000 people in 150 countries and across 798 offices globally. Our vision is to be recognised as essential to the future success of our clients by helping them to answer tomorrow’s questions, and make smart deci...
LEGAL AND COMPLIANCE CONSULTANT - 12 MONTH FTC
BDO UK LLP - W1U7EU
Employment Type : Full-Time
Ideas | People | Trust We’re BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today’s changing world. We work with the companies that are Britain’s economic engine - ambitious, entrepreneurially-spirited and high-growth businesses that fuel the economy - and directly advise the owners and management teams that lead them. We’ll broaden your horizons BDO Regulatory So...
Audit Learning & Development - Monitoring Reporting & Compliance Coordinator
BDO UK LLP - W1U7EU
Employment Type : Full-Time
Ideas | People | Trust We’re BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today’s changing world. We work with the companies that are Britain’s economic engine - ambitious, entrepreneurially-spirited and high-growth businesses that fuel the economy - and directly advise the owners and management teams leading them. We’ll broaden your horizons As a firm our focus...
Senior Compliance Advisory Manager
Deerfoot IT Resources Ltd - Bath
Employment Type : Full-Time
Wealth management client is looking for a Senior Compliance Advisory Manager to be based in Bath 2 days a week. This full-time wealth management role comes with a salary of up to 75k and excellent benefits (bonus, 34 days holiday, 7% pension, life assurance, private medical, encouraged professional development) The Senior Compliance Advisory Manager is responsible for ensuring the Group complies with all relevant laws, regulations and internal p...
Compliance Assurance and Advisory Manager
Interquest - Edinburgh
Employment Type : Full-Time
Are you passionate about navigating the intricate landscape of regulatory compliance? Do you thrive on providing strategic guidance to ensure adherence to industry standards and regulations? If so, we want you to join our clients team. Responsibilities: Provide Expert Compliance Guidance: Offer insightful advice and guidance to the broader business on the interpretation and application of UK regulations such as PSRs, EMRs, MLRs, FCA Handbook, EB...
VP - Multi Product Compliance Advisory
LHH Recruitment Solutions - London
Employment Type : Full-Time
Are you an experienced Compliance professional looking for a new challenge? Our client, a leading banking institution, is seeking a dynamic and knowledgeable individual to join their team as a VP Compliance Advisory. In this role, you will play a crucial part in the company's compliance efforts, ensuring that regulatory requirements are met and risks are mitigated. Responsibilities: Provide expert compliance advice and guidance to the organisati...
Compliance Specialist
MERJE Ltd - EC1Y4AG
Employment Type : Full-Time
MERJE has partnered with an international law firm and we’re on the lookout for an experienced Compliance professional to join their growing Financial Regulation Compliance team in London. As a senior member of the team, you should demonstrate proactivity, hands-on engagement, a keenness for learning and progression, and a strong grasp of FS business models and regulatory landscapes. Some of your responsibilities will include: Offering advisory ...
Compliance Officer (Investment Management) - REMOTE
Clayton Davies Ltd - SW100AE
Employment Type : Full-Time
Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a compliance and regulatory nature are appropriately managed. Key Responsibilities: Develop and maintain regulatory compliance policies and procedures to ...
Compliance Executive
Opus People Solutions - Ipswich
Employment Type : Full-Time
We are working with an award winning business in Ipswich who are going from strength to strength and require a compliance executive to join their team. We know that every job advert says that - but this client really is exceptional and well known in their field and you will not be disapointed! This role's key focus is to deliver expert compliance advice and monitoring service, helping the firm maintain its compliance with existing and emerging r...