compliance monitoring manager - investment platform / ifas/ retail fs Jobs - 156

Unite Students - CF242FL

Employment Type : Full-Time

Facilities Manager Location: Cardiff Hours and Rota: 37.5 hours per week. The role will be expected to work an 8 hour shift between 8am and 8pm. Salary: 35,000 - 40,000 per annum , plus bonus and benefits Keep Home Running Are you experienced in managing a team to deliver high quality planned and reactive maintenance services in a property management environment, whilst keeping a customer focus? Then we have room for you in an exciting and varie...

UK Greetings - Berkshire

Employment Type : Full-Time

Learn more about us and the role: Could you be our new Merchandising Manager? Are you a strong people manager? Do you have a passion for retail merchandising and optimizing sales?  Are you inspired by a fast-moving environment and working as part of a supportive and motivated field based team? What about working with bright, creative, dynamic and constantly evolving greeting card and gift wrap products?  Sound interesting?  On top...


Walker Dendle Financial Recruitment - Surrey

Employment Type : Full-Time

The Role My client’s Global Risk and Assurance team is looking to recruit exceptional individuals to help on its journey to mature the Governance, Risk and Controls function across its group of international brands. This role would be someone with around 4 years of experience, keen for a career in risk although not necessarily having extensive or direct experience; someone who could grow and learn in this role and the employer will actively seek...

BDO UK LLP - L25RH

Employment Type : Full-Time

Ideas | People | Trust We’re BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today’s changing world. We work with the companies that are Britain’s economic engine - ambitious, entrepreneurially-spirited and high-growth businesses that fuel the economy - and directly advise the owners and management teams leading them. We’ll help you succeed Leading organisations tr...

Stirling Ackroyd Group - SE11XF

Employment Type : Full-Time

Lettings Move in Manager London Bridge, SE1 This is a full time role; Monday - Thursday; 8:45am - 6pm, Friday 8:45am -5pm Hybrid working will be available once induction training is completed (3 days office based / 2 days WFH) Basic Salary from 26,000 to 30,000 per annum, depending upon experience PLUS commission Requirements The main responsibility of a Move In Manager is to coordinate the tenants and landlords journey, from point of a tenancy ...

Morgan Law - London

Employment Type : Full-Time

Our client is looking for a Platform Specialist on an interim basis to ensure the day to day running of the Council production servers, operating system, cloud environments, Office 365 collaboration applications. Post title:Platform Specialist Length:3 months (highly likely to extend) Day rate: 438 inside IR35 Location:North London (twice a week on site) SPECIFIC ACCOUNTABILITIES Security Compliance configuration and monitoring, including managi...

Broadgate Search Ltd - Bath

Employment Type : Full-Time

About the Role The Compliance Advisory Manager is responsible for ensuring that the business Group complies with all relevant laws, regulations, and internal policies. They will provide guidance and support to the business units to ensure compliance with applicable rules and regulations, as well as identify and mitigate compliance risks. The Compliance Advisory Manager will also be responsible for developing and implementing compliance training ...

Antony George Recruitment - SM72LS

Employment Type : Full-Time

MLP Wealth Management was established in 1983, by Paolo Standerwick. Today the firm holds chartered status and is run by his two sons Paul and Sean. Their fundamental goal is to provide their clients with financial peace of mind. The business aims to be a standout brand, prioritising client objectives, professional service, and community engagement, whilst creating an environment for employees to be successful, both personally and professionally...

RGS Recruitment - GU146XR

Employment Type : Full-Time

My client, an established law firm have a newly created role for a Compliance Assistant to join their compliance team. You will be working as part of the wider Compliance team and reporting directly to the firm’s Risk & Compliance Manager on a day-to-day basis. Key responsibilities: - Performing compliance file audits and monitoring department file audits, liaising with the Risk & Compliance Manager regarding any corrective actions and a...

GCB Recruitment - BN33QE

Employment Type : Full-Time

Are you an experienced Financial Administrator who is looking for work on a hybrid basis? Our client is offering hybrid working hours to the successful individual who joins their team as a Financial Administrator. They are well-established independent Financial Advisers based in the East Sussex area who are currently seeking an experienced Financial Administrator to join their team. Working hours: Monday - Thursday 9 am -5.30 pm Friday 9 am - 5 ...