compliance officer - law firm Jobs - 109
Senior Compliance Officer - Regulatory
AMS Contingent - London
Employment Type : Full-Time
We are AMS. We are a global total workforce solutions firm; we enable organisations to thrive in an age of constant change by building, re-shaping, and optimising workforces. Our Contingent Workforce Solutions (CWS) is one of our service offerings; we act as an extension of our clients' recruitment team and provide professional interim and temporary resources. Our investment banking client has been present in the UK for more than 150 years, they...
Compliance Officer
Exchange Street Claims & Financial Services - CW26EB
Employment Type : Full-Time
It's one thing to have a good job. It's another to genuinely feel part of things. That you're listened to. That your ideas matter. That you count. This job is more than slotting in and taking over a list of duties, plodding along for years to come. It's a business that wants to grow and develop. They constantly work at ways they can improve the environment for their staff and outcomes for their clients. So whilst you will have key responsibiliti...
Compliance Officer
MERJE Ltd - LS12JZ
Employment Type : Full-Time
Job Description Opportunity to join an established and leading firm within the Investment and Wealth Management sector as they look to add a Compliance officer to their Compliance function located in central Leeds. The successful candidate will assist the Compliance Manager in meeting the team's objectives, ensuring the firm fulfils the Financial Conduct Authority's requirements and meets the rules of the Financial Services and Markets Act. The ...
Compliance Officer
Inneo Recruitment Ltd - BD109TQ
Employment Type : Full-Time
We are seeking a skilled and knowledgeable Compliance Officer to join our team. As a Compliance Officer, you will be responsible for ensuring that our organisation adheres to all applicable laws, regulations, and internal policies, promoting a culture of ethical conduct and integrity throughout the firm. Your expertise in legal compliance and attention to detail will play a vital role in safeguarding our reputation and maintaining our commitment...
Compliance Officer
Heat Recruitment - HP190FD
Employment Type : Full-Time
Job Title: Compliance Officer - Wealth Management Location: Aylesbury, UK Salary - negotiable dependent on experience Benefits: 8% pension Group life cover 25 days of annual leave plus bank holidays and Christmas closure Opportunities for career progression Additional benefits to be enhanced as the company grows About Us: We are representing a rapidly-growing wealth management firm dedicated to providing personalised financial solutions to their...
Senior Compliance Officer
Meraki Talent Limited - London
Employment Type : Full-Time
Senior compliance 6 Month contract Investment management Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior Compliance officer to join their team, this role is based in Kent and operates on hybrid model. This is 6 month contract role. This role will report directly to the head of compliance Key Responsibilities include. Supporting the ...
Compliance Officer
Grassroots Recruitment Limited - Stockport
Employment Type : Full-Time
Compliance Officer, Stockport 70,000-80,000 Type: Permanent Reports to: Executive Committee My client is a hugely well respected and successful Financial Services Partner who is looking for a skilled and qualified Compliance Officer to assist them in their current and ongoing period of growth. Job Summary: • To ensure the partnership follows the legal and regulatory requirements which pertain to its business. • To remain well informed and up to ...
Compliance Officer - REMOTE BASED
Clayton Davies Ltd - BA10BT
Employment Type : Full-Time
Our client is a successful financial planning business who are looking for a remote based Compliance Officer to join the team. This role will play an important role in ensuring compliance with relevant legislation and procedures. The successful candidate will be expected to: Assisting the Head of Compliance to implement and review strategic business plans for the Compliance function to contribute to the overall compliant operations of the firm A...
Compliance Monitoring Officer - Insurance
MERJE Ltd - EC3A5AF
Employment Type : Full-Time
MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects that delve into metrics and data across the business Offering support in crafting pertinent management information Reviewing and reporting on regulatory performance, key emerging risks, trends, etc. Verifyin...
Compliance Officer - Private Office
Meraki Talent Limited - EC3A7JB
Employment Type : Full-Time
London West End Progression Scope Broad role Meraki Talent are currently working with a leading investment firm (private office) to help them identify a Compliance Officer. Some of your duties will include: Maintain and implement a robust compliance framework, policies, and procedures in accordance with relevant regulatory requirements, industry best practices, and internal guidelines. Assist with the day-to-day compliance operations, including ...