financial services compliance monitoring officer Jobs - 110
Compliance Monitoring Officer
Yolk Recruitment Ltd - Gloucestershire
Employment Type : Full-Time
Compliance Monitoring Officer Do you have a background within financial services? Are you currently working within a compliance, risk and regulatory role? If so this could be the perfect venture for you so get in touch with me today! This is what you'll be doing You will be working with a highly dynamic, innovative and forward-thinking business that put their staff at the forefront of all they do! You will work within a small team and assist the...
Compliance Monitoring Officer
Heat Recruitment - M224BJ
Employment Type : Full-Time
Compliance Monitoring Officer role available with a consultancy business that has a range of clients across the financial services market predominantly within wealth management dealing with IFA clients. You will be conducting file reviews and providing feedback about any compliance issues identified as well as undertaking risk assessments of high level systems and controls. Project work will include reviewing SMCR arrangements, T&C schemes, ...
Compliance Monitoring Officer - Insurance
MERJE Ltd - EC3A5AF
Employment Type : Full-Time
MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects that delve into metrics and data across the business Offering support in crafting pertinent management information Reviewing and reporting on regulatory performance, key emerging risks, trends, etc. Verifyin...
Transaction Monitoring Officer
Quantum Group - London
Employment Type : Full-Time
We are inviting applications for Transaction Monitoring Officer/Analyst for an international bank based in city London. We need minimum 3 years experiences for Transaction Monitoring position in a Bank. Job Role Purpose of the role is to perform SAR investigations, perform transaction monitoring and second line review of Financial Crime controls including KYC, AML, Sanctions, ABC, Fraud and Market Abuse across different functions of the Bank; pa...
Compliance Officer
Adecco - West Malling
Employment Type : Full-Time
Compliance Officer: Kings Hill Monday- Friday 8:30am- 5:30pm 25- 30K GREAT BENEFITS including: Working From Home, Free Parking, Plenty of Socials Events and many more !! We are looking for an experienced compliance Officer to support with the ongoing success a company within the finance industry. The role is based within a friendly and supportive team where you will provide administrative and customer service support for the compliance sector of...
Compliance Monitoring Officer - EMI
Reed - SW200BA
Employment Type : Full-Time
Reed Finance is working closely with an EMI who is backed by a well-known banking group to hire for their compliance monitoring team. This position requires candidate to have strong experiences in compliance monitoring, oversights and audit within the payments and EMI industry. Candidates with a strong start-up mindset are welcome! Responsibilities: Design Compliance Monitoring Programs : Auditing Processes : establish ...
Compliance Monitoring Officer - EMI
Reed - SW200BA
Employment Type : Full-Time
Reed Finance is working closely with an EMI who is backed by a well-known banking group to hire for their compliance monitoring team. This position requires candidate to have strong experiences in compliance monitoring, oversights and audit within the payments and EMI industry. Candidates with a strong start-up mindset are welcome! Responsibilities: Design Compliance Monitoring Programs : Auditing Processes : establish ...
Compliance Officer
Clayton Davies Ltd - LS11AZ
Employment Type : Full-Time
Our client is a successful financial planning business who are looking for a Compliance Officer to join the team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing and monitoring effective compliance frameworks and policies across the company. The successful candidate will be expected to: Support the Compliance Director in order to develop and implement comprehensive compliance policies and pr...
Compliance Officer
MERJE Ltd - LS12JZ
Employment Type : Full-Time
Job Description Opportunity to join an established and leading firm within the Investment and Wealth Management sector as they look to add a Compliance officer to their Compliance function located in central Leeds. The successful candidate will assist the Compliance Manager in meeting the team's objectives, ensuring the firm fulfils the Financial Conduct Authority's requirements and meets the rules of the Financial Services and Markets Act. The ...
Compliance Officer
Recruitment Solutions (Folkestone) Limited - M154AB
Employment Type : Full-Time
A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, and monitoring effective compliance frameworks and policies across the company. A highly competitive package is on offer with a comprehensive benefits package. Negotiable. Happy to discuss upon applic...