regulatory compliance associate Jobs - 156
Compliance /Regulatory Associate
Front Row Recruitment Ltd - Brighton
Employment Type : Full-Time
Due to growth my client, a leading Financial Services company, currently seek an experienced Compliance / Governance specialist to join their Employee Benefits division. Duties will include: Ensuring staff competency across the Group Risk division Assessing customer claims, complaints and appeals Ensuring delivery of any legislative or regulatory change Developing and delivering process, procedural and system initiatives to ensure teams consiste...
Compliance Associate
REV & REGS LIMITED - EC2M5SJ
Employment Type : Full-Time
Rev & Regs are recruiting for a Compliance Associate role on behalf of an Investment Management firm, based in London. The successful candidate will require a technical understanding of equities, and fixed income markets, the trading of these instruments and the regulatory environment in which Asset Managers operate. Responsibilities: Financial Crime - The candidate will be responsible for ensuring that the AML/CTF process of the firm are ef...
Compliance Associate
STRIDE RESOURCE MANAGEMENT LTD - Civic Centre, Wythenshawe
Employment Type : Full-Time
Role - Compliance Associate Salary - 40,000 to 45,000 Location - Manchester or Reading As a Compliance Associate, you will be an integral part of the Compliance Team in the UK, championing the highest standards of ethical practices and regulatory adherence. The brokerage seeks a diligent professional who is Cert CII qualified, demonstrating a robust understanding of the insurance industry's regulatory framework. Your expertise will b...
Compliance Associate
Verlingue - Manchester
Employment Type : Full-Time
Department: Operations Location: Manchester / Redhill / Gloucester / Staines Reporting To : Head of Compliance Main purpose of job To be a positive member of the Verlingue Compliance Team in the UK that acts as a safeguard for the business, promotes ethical practices, ensures regulatory compliance, mitigates risk and supports the overall wellbeing of the company as well as for our clients. Company Vision To build a large, European, independent, ...
Senior Compliance Associate
Human Capital Partners Limited - TN146DD
Employment Type : Full-Time
Human Capital Partners are partnering with a high growth Fintech business to recruit their Senior Compliance Associate. Our clients risk department is organised around five principal risks (Regulatory Risk, Operational Risk, Financial Crime, Data Protection, and Legal) and is led by the Chief Risk Officer (SMF16/17). The focus of this role is to oversee the embedding and ongoing development of the risk management framework and supporting process...
Compliance Associate - Asset Management
MERJE Ltd - EC4Y1BN
Employment Type : Full-Time
MERJE are supporting a boutique Private Equity firm in their search for a Compliance Associate in London. You’ll be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in a diverse range of tasks. Key responsibilities include identifying and evaluating current and future regulatory changes, formulating policies and guidance to safeguard the firm's reputation, and ensuring tho...
Regulatory Specialist
SRG - Maidenhead
Employment Type : Full-Time
SRG are currently looking for Regulatory Specialist for a Global Pharmaceutical Company who have opened new vacancies within their Regulatory team on an initial 12 Month basis to be based at their office in Maidenhead/Remote. The Role: The Regulatory Associate is responsible for providing global regulatory expertise for Clinical Trials. They are the primary interface between global functions and affiliates to deliver clinical development regulat...
Risk and Compliance Associate / Qualified / Lega;
Hays Specialist Recruitment Limited - Southampton
Employment Type : Full-Time
Your new company A reputable legal firm committed to providing exceptional legal services to their clients. The team values integrity, diligence, and excellence. As they continue to grow, we seek a skilled Compliance and Risk Associate to join their dynamic team. Your new role Collaborate with legal professionals to ensure compliance with regulatory requirements, industry standards, and internal policies. Conduct risk assessments and develop str...
Regulatory Risk Associate Director
Oliver James - London
Employment Type : Full-Time
Regulatory Risk Associate Director London I am looking for a experienced, client facing Regulatory Risk Associate Director for a international, market leading client. You will be based in their London office and be engaged in providing guidance, pragmatic advise and insight in to their clients regulatory and risk issues. My client works with global financial institutions from investment and wholesale banks, asset managers and insurers. framework...
Senior Administrator
Tiffanys Wealth Management Ltd - GU98BB
Employment Type : Full-Time
TIFFANYS WEALTH MANAGEMENT LTD Financial Services Senior Administrator Position Description Financial Administration including Team Leader/Management duties with a potential to progress into Technical Associate role - Team Leader/Management experience essential Person Description Must be extremely Organised and able to multitask. Must have strong communication skills. Team Player. Dependable and reliable. Determined and positive mindset. Must be...