ifa compliance officer Jobs - 25
IFA Compliance Officer
Blakemore Recruitment - Folkestone
Employment Type : Full-Time
We are recruiting for a well-established Chartered IFA practice, seeking an experienced compliance professional to join their dynamic team. This is an exciting opportunity for a seasoned professional who has a minimum of five years of experience in a similar role within the financial services sector. The successful candidate will be working directly with the owners and existing compliance staff to ensure the company adheres to FCA guidance and o...
Compliance Officer
Heat Recruitment - HP190FD
Employment Type : Full-Time
Job Title: Compliance Officer - Wealth Management Location: Aylesbury, UK Salary - negotiable dependent on experience Benefits: 8% pension Group life cover 25 days of annual leave plus bank holidays and Christmas closure Opportunities for career progression Additional benefits to be enhanced as the company grows About Us: We are representing a rapidly-growing wealth management firm dedicated to providing personalised financial solutions to their...
Compliance Officer
Alexander Mae (South West) Ltd - Cheltenham
Employment Type : Full-Time
Senior Business Assurance / Quality Review / Compliance / Financial Services Competitive Salary Up to 25% Performance Bonus Superb Benefits - Amazing package GLOUCESTERSHIRE & Home Working (minimum 2 days office based) Must have the level 4 Diploma and wants to work towards Chartered Status A superb opportunity exists to join a leading wealth management specialist based in several UK locations. As a Senior Business Assurance / Compliance Off...
Compliance Officer
Alexander Mae (South West) Ltd - Edinburgh
Employment Type : Full-Time
Senior Business Assurance / Quality Review / Compliance / Financial Services Competitive Salary Up to 25% Performance Bonus Superb Benefits - Amazing package EDINBURGH & Home Working (minimum 2 days office based) Must have the level 4 Diploma and wants to work towards Chartered Status A superb opportunity exists to join a leading wealth management specialist based in several UK locations. As a Senior Business Assurance / Compliance Officer y...
Compliance Officer
Alexander Mae (South West) Ltd - Bristol
Employment Type : Full-Time
Senior Business Assurance / Quality Review / Compliance / Financial Services Competitive Salary Up to 25% Performance Bonus Superb Benefits - Amazing package GLOUCESTERSHIRE / BRISTOL & Home Working (minimum 2 days office based) Must have the level 4 Diploma and wants to work towards Chartered Status A superb opportunity exists to join a leading wealth management specialist based in several UK locations. As a Senior Business Assurance / Comp...
Compliance Officer
Alexander Mae (South West) Ltd - Swindon
Employment Type : Full-Time
Senior Business Assurance / Quality Review / Compliance / Financial Services Competitive Salary Up to 25% Performance Bonus Superb Benefits - Amazing package SWINDON & Home Working (minimum 2 days office based) Must have the level 4 Diploma and wants to work towards Chartered Status A superb opportunity exists to join a leading wealth management specialist based in several UK locations. As a Senior Business Assurance / Compliance Officer you...
Compliance Monitoring Officer
Heat Recruitment - M224BJ
Employment Type : Full-Time
Compliance Monitoring Officer role available with a consultancy business that has a range of clients across the financial services market predominantly within wealth management dealing with IFA clients. You will be conducting file reviews and providing feedback about any compliance issues identified as well as undertaking risk assessments of high level systems and controls. Project work will include reviewing SMCR arrangements, T&C schemes, ...
Senior Compliance Officer
Alexander Mae (South West) Ltd - Edinburgh
Employment Type : Full-Time
Senior Business Assurance / Quality Review / Compliance / Financial Services Competitive Salary Up to 25% Performance Bonus Superb Benefits - Amazing package EDINBURGH & Home Working (minimum 2 days office based) Must have the level 4 Diploma and wants to work towards Chartered Status A superb opportunity exists to join a leading wealth management specialist based in several UK locations. As a Senior Business Assurance / Compliance Officer y...
Senior Compliance Officer
Alexander Mae (South West) Ltd - Cheltenham
Employment Type : Full-Time
Senior Business Assurance / Quality Review / Compliance / Financial Services Competitive Salary Up to 25% Performance Bonus Superb Benefits - Amazing package GLOUCESTERSHIRE & Home Working (minimum 2 days office based) Must have the level 4 Diploma and wants to work towards Chartered Status A superb opportunity exists to join a leading wealth management specialist based in several UK locations. As a Senior Business Assurance / Compliance Off...
Senior Compliance Officer
Alexander Mae (South West) Ltd - Swindon
Employment Type : Full-Time
Senior Business Assurance / Quality Review / Compliance / Financial Services Competitive Salary Up to 25% Performance Bonus Superb Benefits - Amazing package SWINDON & Home Working (minimum 2 days office based) Must have the level 4 Diploma and wants to work towards Chartered Status A superb opportunity exists to join a leading wealth management specialist based in several UK locations. As a Senior Business Assurance / Compliance Officer you...