trade surveillance officer Jobs - 4
Compliance Officer (Investment Management) - REMOTE
Clayton Davies Ltd - SW100AE
Employment Type : Full-Time
Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a compliance and regulatory nature are appropriately managed. Key Responsibilities: Develop and maintain regulatory compliance policies and procedures to ...
Facilities Coordinator
Morgan Spencer - Central London
Employment Type : Full-Time
Facilities Coordinator 24,000-27,000 West End My client is a world leading Drama School based in the West End. THE ROLE: To be part of the welcoming team for the client To deliver key tasks to ensure the day to day running and maintenance To respond to requests for assistance and support the Customer Service Officer with such requests To support the Space Management Officer in making sure rooms and spaces are ready for lessons ...
Trade Surveillance Officer
Careers In Group - London
Employment Type : Full-Time
Trade Surveillance Officer City of London / Hybrid Permanent Up to 70,000 cer Financial are working alongside a financial advisor who are based in the City of London. They are seeking a Trade Surveillance Officer to work with them on a permanent basis. The Responsibilities of a Trade Surveillance Officer Will Include: Continuous monitoring of market activity in real-time through internal systems, including the 'Activity Monitor,' to track all tr...
Control Group Officer
eFinancialCareers - London
Employment Type : Full-Time
Control Group Officer, Vice President London 3247688 Department Profile The EMEA Compliance Department is a service-oriented department which provides guidance and advice to all business and support staff at the Firm, including Sales & Trading, Research, Investment Banking, Finance, Administration and Operational staff. The Department provides general transactional guidance and advice to Business Units and other staff, implements compliance ...