senior conduct risk officer Jobs - 72
Risk & Compliance Lawyer
Norton Rose Fulbright LLP - London
Employment Type : Full-Time
Practice Group / Department: Risk & Compliance Legal Management - London Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and financial institutions with a full business law service. As well as the relevant skills and experience, we're looking for people who are innovative, commercial and value the work that they do. To attract t...
Senior Conduct Risk Officer
Eames Consulting - London
Employment Type : Full-Time
Eames is currently working with a Lloyd's syndicate to hire a Senior Conduct Risk Officer. This person will support the Conduct Oversight Team to ensure compliance with the conduct rules as set out by the PRA & FCA Standards of Conduct and handle Complaints in line with regulatory expectations. Their main responsibilities will include completing fair value assessments and maintaining a robust Conduct framework. Previous experience working in...
Senior Conduct Risk Officer
Ricci Recruitment - EC3N1AD
Employment Type : Full-Time
Another sought after role within the Insurance Market with a competitive salary and package you will be working with the Oversight Management team responsible for a number of duties but the overall view of the role will include reviewing and completing fair value assessments to include on- boarding and annual product reviews as well as assisting the team with regulatory reporting and committee packs, handling complaints and ensuring that conduct...
Senior Compliance Officer
Meraki Talent Limited - London
Employment Type : Full-Time
Senior compliance 6 Month contract Investment management Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior Compliance officer to join their team, this role is based in Kent and operates on hybrid model. This is 6 month contract role. This role will report directly to the head of compliance Key Responsibilities include. Supporting the ...
Senior Complaint Officer
Service Care Solutions - Housing - SO506AD
Employment Type : Full-Time
Job Title: Senior Complaint Officer Salary: 32,682.30 per annum Hours: 37 Type: Permanent Location: Eastleigh, SO50 Start Date: ASAP Our client is seeking Senior Complaint Officers to oversee and resolve Stage 2 complaints effectively. Responsibilities include conducting investigations, making impartial decisions, and communicating results clearly to all stakeholders. Strong communication and problem-solving skills are essential for collaboratin...
Senior Policy Officer
Morgan Hunt Recruitment - London
Employment Type : Full-Time
Senior Policy Officer Morgan Hunt is currently working with a UK Regulatory Body in their search for a permanent Senior Policy Officer to lead and manage policy initiatives within their Standards team. As a Senior Policy Officer, you will collaborate with colleagues to develop new sets of standards, review frameworks, and drive evidence-based decision-making. Your responsibilities will include conducting research, producing high-quality document...
Senior Complaints Officer
Workshop Recruitment - SO506AD
Employment Type : Full-Time
The Senior Complaints Officer is dedicated to resolving customer complaints, both orally and in writing, in a timely manner. They are also responsible for ensuring that issues that could affect other customers are identified and fed back. To support customers through the final stages of the internal complaints journey, investigating cases on their individual merits, and coming to a decision on the outcome of the case. You will handle and respond...
Senior Customer Oversight Officer
Eames Consulting - London
Employment Type : Full-Time
Eames is working with a Lloyd's syndicate on the appointment of a Senior Customer Officer for their London office. The individual will be working closely with the Customer Oversight Lead and the Customer Oversight Manager conducting Fair Value Assessments, providing regulatory input, and collaborating with a team to manage complaints. Core Responsibilities: ·Collaborate closely with Conduct Oversight Lead to establish conduct framework for compl...
Risk Manager
Deutsche Bank - London
Employment Type : Full-Time
Job Description: . Job Title Market Risk Manager Location London Corporate Title Vice President As a Market Risk Manager responsible for coverage of Central and Eastern Europe, Middle East and Africa (CEEMEA) region within the Global Emerging Markets business, you will work within a team which covers all products within fixed income specifically looking after the CEEMEA region. You will be responsible for managing market or fair value risk withi...
Compliance Officer
Inneo Recruitment Ltd - BD109TQ
Employment Type : Full-Time
We are seeking a skilled and knowledgeable Compliance Officer to join our team. As a Compliance Officer, you will be responsible for ensuring that our organisation adheres to all applicable laws, regulations, and internal policies, promoting a culture of ethical conduct and integrity throughout the firm. Your expertise in legal compliance and attention to detail will play a vital role in safeguarding our reputation and maintaining our commitment...